Privacy Notice

Learn how Bauman Wealth Advisors collects, shares, and protects your personal information.

Rev. 3/2026

FACTS

WHAT DOES BAUMAN ADVISORY GROUP, LLC
DO WITH YOUR PERSONAL INFORMATION?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

Social Security number and income
account balances and transaction history
investment experience and account transactions

When you are no longer our customer, we continue to share your information as described in this notice.

How?

All financial companies need to share customer's personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customer's personal information; the reasons BWA chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information	Does BWA share?	Can you limit this sharing?
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus	Yes	No
For our marketing purposes— to offer our products and services to you	Yes	Yes
For joint marketing with other financial companies	No	We don't share
For our affiliates' everyday business purposes— information about your transactions and experiences	Yes	Yes
For our affiliates' everyday business purposes— information about your creditworthiness	No	We don't share
For non-affiliates to market to you	No	We don't share

Questions?

Call (702) 602-0255 or go to www.baumanwealth.com

Who we are

Who is providing this notice?

Bauman Advisory Group, LLC, dba Bauman Wealth Advisors ("BWA")

What we do

How does BWA protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does BWA collect my personal information?

We collect your personal information, for example, when you

open an account or give us your income information
tell us about your portfolio or deposit money
enter into an investment advisory contract

Why can't I limit all sharing?

Federal law gives you the right to limit only

sharing for affiliates' everyday business purposes—information about your creditworthiness
affiliates from using your information to market to you
sharing for non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates	Companies related by common ownership or control. They can be financial and nonfinancial companies. Bauman Financial Group, LLC Bauman Tax Solutions, LLC APA, LLC dba Asset Protection of America
Non-affiliates	Companies not related by common ownership or control. They can be financial and nonfinancial companies. BWA does not share with non-affiliates so they can market to you.
Joint marketing	A formal agreement between nonaffiliated financial companies that together market financial products or services to you. BWA does not jointly market.

Other important information

SMS Text Messaging & Consent

Mobile information will not be shared with third parties or affiliates for marketing or promotional purposes. All other categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties.

By providing your mobile phone number and checking the SMS consent box on our website forms, you agree to receive SMS text messages from Bauman Wealth Advisors regarding appointment reminders, confirmations, and related scheduling communications. Message frequency varies. Message and data rates may apply. Consent to receive SMS messages is not a condition of purchase.

Opt-Out: You may opt out of receiving SMS messages at any time by replying “STOP” to any message. After you opt out, you will receive a one-time confirmation message, and no further messages will be sent unless you opt in again.

Privacy: We do not share, sell, rent, or disclose your mobile number or SMS opt-in data to third parties or affiliates for marketing or promotional purposes. This includes any text messaging originator opt-in data and consent, which will not be shared with any third parties for marketing or promotional purposes.

Third-Party Providers: We may use a third-party messaging provider, such as Twilio, to facilitate message delivery. Twilio and other service providers may process limited data (such as your phone number and message content) solely to provide these services on our behalf.

We comply with applicable U.S. laws and industry guidelines governing SMS communications, including the Telephone Consumer Protection Act (TCPA). Your consent to receive text messages is not a condition of purchasing any service.

If you have questions or need assistance related to our messaging program, please contact us at gowithbauman@baumanwealth.com or (702) 602-0255.